Confused by Investment Professional Titles?
Research continues to show individual investors are confused by the titles used by investment professionals and cannot distinguish...
SEC Awards $50 Million in JP Morgan Chase Indictment
One of the more powerful rules enacted after the last financial crisis enables insiders of companies to step forward to identify possible...
John Bogle
The "father of indexing" and legendary founder of Vanguard, John Bogle, died this week at 89. While his passing is a loss for the...
Honored to be Selected as an Advisor on Wealthramp
Earlier in 2018 Inukshuk's own Geoff Gilbert was selected and vetted by Pam Krueger to be an advisor on Wealthramp. #InvestmentAdvice...
Hussman may have just nailed the market top
John Hussman is a brilliant economist. His commentaries are insightful and educational. Although he's been cautious on the markets for a...
Conflicts of Interests Continue to Plague the Industry
Merrill Lynch was recently fined more the $8 million for violating the anti-fraud and policies and procedures provisions of the...
Even Robo-Advisors do not always look out for their clients' best interest!
The computer driven advisory firm known as Betterment was recently fined nearly $1/2 million for violating customer protection rules....
Bank Regulators Dismantle Rules as Criminal Activity Continues
As we have detailed here and here, there is no shortage of continued criminal activity in some of our nation's largest banks. These are...
Merrill Lynch Whistle-Blowers Help SEC Win $415 Million Settlement Against Bank of America
One of the more powerful rules enacted through the Dodd-Frank Act after the last financial crisis enables insiders of companies to step...
Wells Fargo Gets a Slap on the Wrist
It is hard to believe that most of the big banks caught in criminal activity through the financial crisis survived. Not only did they...
CFA Institute recommends the SEC clarifies the definition of “investment adviser”
The CFA Institute* sent a letter to SEC yesterday urging three approaches to address investor confusion, enhance investor protections and...